Statutory Compliances

Mitigate risk and maintain corporate hygiene with timely and structured legal filings.

​

ROC Filings & Regulatory Submissions

​

• Overview: Comprehensive ROC compliance support for annual, event-based, and special situation filings under the Companies Act.

• Eligibility: All companies and LLPs registered under MCA.

• Documents Required:

  • Certificate of Incorporation

  • MOA, AOA, Board Resolutions

  • Financials, Auditor details, Business records

Key ROC Forms Include:

🗓️ Annual Compliance Filings:

• AOC-4 / AOC-4 XBRL – Filing of financial statements

• MGT-7 / MGT-7A – Annual return with shareholding

• ADT-1 – Auditor appointment

• DPT-3 – Return of deposits/exempted loans

• DIR-3 KYC / Web-KYC – Director KYC compliance

🔁 Event-Based Filings:

• INC-22 – Change of registered office

• DIR-12 – Appointment/resignation of directors

• MGT-14 – Filing of special resolutions

• PAS-3 – Allotment of shares

• SH-7 – Change in authorized share capital

• CHG-1 / 4 / 9 – Charge creation/satisfaction/modification

📦 Other ROC Forms:

• INC-20A – Commencement of business declaration

• MBP-1 – Disclosure of interest by directors (internal)

• MSC-1 / 3 – Dormant company filings

• NDH-1 / 2 / 3 – Nidhi Company compliance

• FC-1 / FC-2 – Foreign company branch filings

 

Director KYC (DIR-3 KYC)

​

• Overview: Annual compliance to maintain active DIN status under MCA.

• Eligibility: All individuals with allotted DINs.

• Documents Required: PAN, Aadhaar, email & mobile, DSC

 

Digital Signature Certificate (DSC) Issuance

​

• Overview: Secure e-signing token for all digital filings and verifications.

• Eligibility: Directors, signatories, professionals

• Documents Required: PAN, Aadhaar, photo, address proof, eKYC

 

PF, ESI & Professional Tax Compliance

​

• Overview: Monthly contributions, challan filing, and labor law returns.

• Eligibility: Employers with >10 (ESI) or >20 (PF) employees; PT varies by state.

• Documents Required:

  • Employee roster & salary data

  • Registration certificates

  • Payment challans

 

STPI & FEMA-Related Filings

​

• Overview: Specialized filings for software exporters, foreign exchange reporting, and inward remittance tracking.

• Eligibility: STPI-registered units, businesses with cross-border transactions or FDI.

• Documents Required:

  • FIRC, SOFTEX returns

  • ECB/FLA reports (as applicable)

  • IEC & RBI compliance evidence

​